We are more than a TAMP
We are an Integrated Advisor Partner (IAP).
Empowering Independence. Delivering Discipline.
At Discipline Wealth Solutions (DWS), we believe independence shouldn’t mean isolation. We serve as an Integrated Advisor Partner (IAP), combining the strength of a turnkey asset management platform (TAMP) with the flexibility, support, and strategic partnership advisors need to thrive.
Whether you’re seeking institutional-quality investment solutions, back-office leverage, or growth-focused business development, DWS is built to help you scale with intention—without compromising your values or your voice.
Our Core Service Areas
Back Office
We handle your practice’s critical administrative workflows so you can focus on client relationships and strategy.
Risk Mitigation
Through strategic partnerships and built-in safeguards, we help advisors minimize compliance risk while enhancing trust.
Financial Planning
We provide the tools and support to help you deliver integrated, goals-based financial planning across every stage of life.
Investment Management
Your investment process is supported by structure, flexibility, and institutional-caliber resources.
Trading
Our platform gives you the control, transparency, and speed needed to execute trades with precision and purpose.
Marketing
We equip you with timely, branded communication tools that resonate with clients and prospects alike.
Branding
Every client touchpoint reinforces your credibility with our full-suite branding support.
Business Development
From advisor onboarding to strategic growth, we help you expand your capacity without sacrificing control.
Back Office
Operational excellence without the administrative drag.
We handle your practice’s critical administrative workflows so you can focus on client relationships and strategy.
- Account opening, document prep, and digital onboarding
- Advisory fee billing and invoicing
- Performance reporting for clients and advisors
- Custodial integration with Schwab and Axos
- Secure data aggregation and client portal setup
- Seamless advisor transitions and repapering support
Risk Mitigation
Protect your practice, your clients, and your future.
Through strategic partnerships and built-in safeguards, we help advisors minimize compliance risk while enhancing trust.
- Compliance and documentation via Polaris Consulting
- Cybersecurity solutions and IT safeguards through CMIT
- Trade surveillance and supervisory controls
- Insurance access through FIG: Life, Annuity, LTC, Medicare, Disability
- Billing and oversight systems for audit readiness
Financial Planning
Meaningful plans, built for real lives.
We provide the tools and support to help you deliver integrated, goals-based financial planning across every stage of life.
- Modular planning tools (retirement, estate, tax, insurance)
- Cash flow modeling and income planning
- Integrated risk tolerance assessments
- Cash management: T-bills, CDs, money markets
- Real-time plan collaboration through top planning platforms
Investment Management
A disciplined framework tailored to every client.
Your investment process is supported by structure, flexibility, and institutional-caliber resources.
- Core model portfolios
- Custom-designed portfolios aligned to client objectives
- Access to low-cost institutional share classes
- Automated, tax-sensitive rebalancing
- Monitoring for drift, tax optimization, and risk alignment
- Strategic partnership with Dimensional Fund Advisors
Trading
Smart execution that adapts to every condition.
Our platform gives you the control, transparency, and speed needed to execute trades with precision and purpose.
- Tolerance band monitoring and model assignments
- Rebalancing triggers and cash checks
- Dividend and capital gains management
- Audit history and transaction logging
Marketing
Content and clarity that elevate your client conversations.
We equip you with timely, branded communication tools that resonate with clients and prospects alike.
- Custom ghostwritten content and market commentary
- White-labeled newsletters and review templates
- Campaign support for new business development
- Lead nurturing and automated communications
Branding
Make your presence as polished as your process.
Every client touchpoint reinforces your credibility with our full-suite branding support.
- Advisor and client portals customized to your brand
- Visual asset creation: reports, dashboards, presentations
- Unified messaging across all platforms
- Brand positioning support for better differentiation
Business Development
Practice growth doesn’t happen by accident. We help you engineer it.
From advisor onboarding to strategic growth, we help you expand your capacity without sacrificing control.
- Practice management consulting and AUM growth programs
- Staff training and advisor development
- Succession planning and firm valuation tools
- Technology optimization with SimplicityOps and Orion
- Strategic access to partners like Lincoln Financial, Monarch, and more
The DWS Advantage
Choosing Discipline Wealth Solutions means choosing a partner who prioritizes your independence, your integrity, and your long-term growth.
- Advisor-first mindset
- Tech-forward, service-rich model
- Aligned with your mission—not your margins
